Account Opening Forms
Applicable to CMBIS | Applicable to CMBIGM | Non Professional Investor | Professional Investor | ||||
Individual | Corporate | Individual | Corporate | Institution | |||
Accounting Opening Agreement – Individual | ✔ | ✔ | ✔ | ||||
Application for treatment as “Professional Investor” - Individual | ✔ | ✔ | |||||
Accounting Opening Agreement – Corporate | ✔ | ✔ | ✔ | ||||
Application for treatment as “Professional Investor” - Corporate | ✔ | ✔ | ✔ | ||||
W8BEN | ✔ | ✔ | ✔ | ✔ | |||
W8BENE | ✔ | ✔ | ✔ | ✔ | ✔ | ||
w8imy | ✔ | ✔ | ✔ | ✔ | ✔ | ||
W9 (For US person) | ✔ | ✔ | ✔ | ✔ | ✔ | ✔ | ✔ |
Account Agreements -Cash Client’s Agreement -Margin Client’s Agreement -Schedule 1、Personal Data Protection Statement -Schedule 2、Explanation of Risks Associated with Exchange-traded Derivative Products |
✔ | ✔ | ✔ | ✔ | ✔ | ✔ | ✔ |
Terms of Business for Professional Investors | ✔ | ✔ | |||||
Stock Option Trading Agreement | ✔ | ✔ | ✔ | ✔ | ✔ | ✔ | |
Addendum for SPAC Transactions | ✔ | ✔ | ✔ | ✔ | ✔ |
Electronic service forms
Applicable to CMBIS | Applicable to CMBIGM | |
《Email statement application form》 | ✔ | Χ |
《Internet trading application / termination form》 | ✔ | Χ |
《CMB(HK) transfer demo》 | ✔ | Χ |
《CMB Wing Lung Bank transfer demo》 | ✔ | Χ |
《Online real-time quote application form》 | ✔ | Χ |
《APPLICATION/ MAINTENANCE OF “ZHAOYINGBAO” SERVICE》 | ✔ | Χ |
《NOTICE OF “ZHAOYINGBAO” SERVICE TERMINATION》 | ✔ | Χ |
Stock settlement / fund movement form
Applicable to CMBIS | Applicable to CMBIGM | |
《Fund withdrawal form》 | ✔ | ✔ |
《Stock Settlement instruction form (SI)》 | ✔ | ✔ |
《Client’s account transfer form》 | ✔ | |
《Third party deposit notification and statement form》 | ✔ | ✔ |
Fund investment and OTC products form
Applicable to CMBIS | Applicable to CMBIGM | |
《Investment risk preference question form - individual》 | ✔ | Χ |
《Investment risk preference question form - corporate》 | ✔ | ✔ |
《Investment fund client instruction》 | ✔ | |
《Investment bonds and note client instruction》 | ✔ | |
《Fund redemption form》 | ✔ | |
《Bond redemption form》 | ✔ |